NextGen RegTech and Compliance

Day 2: Thursday 6th December 2018

Artificial Intelligence, Machine Learning and the Future of RegTech and Compliance

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Sarah Francis

Payments and AML, Fraud Prevention Consultant
Polymath Consulting

10:10 am - 10:30 am The Impact of Brexit on the Regulatory Environment

Joanna Perkins - Chief Executive, Financial Markets Law Committee
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Joanna Perkins

Chief Executive
Financial Markets Law Committee

·         Looking at your product holistically and understanding the purpose, consumer and benefits
·         Identifying how technologies such as biometrics, AI, and ML can help organisations remain compliant and streamline onboarding
·         Why automation is just a piece of the puzzle: incorporating technology into the bigger picture


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David Pope

Marketing Director
HooYu

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Jo Ann Barefoot

CEO
Barefoot Media Group

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Christophe Gouelo

Head of RegTech Consulting - CIB Change Management
BNPPARIBAS

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Christopher Copper-Ind

Publisher
International Investment

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Ellen Zimiles

Managing Director Financial Services Advisory and Compliance Segment Leader
Navigant

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Kevin Mortimer

Technical Director EMEA
Avoka

11:10 am - 11:30 am What is Next for RegTech Innovations?

Diana Paredes - Co-Founder & CEO, Suade Labs
  • Technologies that serve a purpose: making use of the industry's most cutting edge technical applications
  • Defining the business case for new tech acquisition: from theory to practice, cost savings and efficiencies
  • What to expect in the next 18 months: moving towards AI, ML and effectively mitigating risk
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Diana Paredes

Co-Founder & CEO
Suade Labs

11:30 am - 11:50 am Pivotal Considerations in the Era of Brexit

John Mahony - Chief Compliance Officer, Pfp Capital
  • What should your organisation be exploring in the era of Brexit?
  • How will this impact innovation?
  • Will this have an impact on investment?
  • Talent acquisition and retention
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John Mahony

Chief Compliance Officer
Pfp Capital

11:50 am - 12:00 pm Closer Collaboration, Built on Smarter Technology to Win the Fight on Financial Crime

Richard Grint - Financial Crime and Tax Evasion Compliance, PA Consulting
At PA, we believe in the power of technology to build a positive human future. For financial services, that means taking a bold approach to technology to streamline and improve compliance. In particular, financial crime is a growing problem with mounting social and economic consequences. We believe the fight against financial crime depends on closer collaboration that’s built on smarter technology, and that successful change will be reliant on: clear leadership, new mindsets to overcome hurdles, consensus on what data to share and when, regulatory support to ensure data protection, and a common technology platform.
 
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Richard Grint

Financial Crime and Tax Evasion Compliance
PA Consulting

Using Cutting-Edge Tools to Streamline Anti-Money Laundering, Fraud and Know your Customer

12:00 pm - 12:20 pm Fireside Chat: What Banks and Fintechs Alike Should Be Looking For When Exploring RegTech

Carrie Osman - Founder & CEO, Cruxy & Co
Eugene Pratasenia - Founder and Managing Partner, Armada Labs
Alex Barkley - Head of Procurement, HSBC
  • Operating as a Fintech in the regulatory sphere
  • Key considerations: more than just checking things off a list
  • What every fintech needs to consider
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Carrie Osman

Founder & CEO
Cruxy & Co

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Eugene Pratasenia

Founder and Managing Partner
Armada Labs

Alex Barkley

Head of Procurement
HSBC

·         Leading the way in the global fight against crime: being a pioneer in the RegTech industry
·         Applying artificial intelligence to achieve a streamlined screening process
·         The human touch: using technology to help facilitate a thorough decision by the analyst
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Markus Schulz

Global Head - Financial Crimes Compliance Controls
Standard Chartered Bank

·         Analytics and AI as effective risk management tools
·         RegTech as an enabler for efficiency as well as innovation
·         Practical implementation of AI in on-boarding and KYC
·         What’s next? The future of automation and AI in RegTech
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Giles Spungin

Global Head of Operational Risk and Regulatory Compliance Analytics Global Risk Analytics
HSBC Group

1:20 pm - 2:00 pm Lunch Break

2:00 pm - 2:20 pm ABN AMRO CDD Use Case: Creating a Hostile Environment....

Helène Erftemeijer - Director Client Due Diligence, Admin & Regulations, ABN AMRO Bank N.V.
  • Key CDD innovations
  • Bankwide KYC tooling
  • TM anomaly detection
  • Adverse media + PEP + Sanctions screening

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Helène Erftemeijer

Director Client Due Diligence, Admin & Regulations
ABN AMRO Bank N.V.

·         Changing the way the industry perceives and uses data: onboarding and KYC
·         What makes data relevant and meaningful?
·         Going beyond readily available data
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Helène Erftemeijer

Director Client Due Diligence, Admin & Regulations
ABN AMRO Bank N.V.

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Ted Datta

Director - Governance, Risk and Compliance Solutions (UK & Ireland)
Bureau van Dijk

Dr Edward George

Country Head, UK Representative Office & Head of Group Research
Ecobank

Angela Yore

Managing Director and Co-Founder
SkyParlour

Husayn Kassai

CEO and Co-Founder
Onfido

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Matt Perks

Head of Transformation, Open Banking
Nationwide

  • The impact of the shifting regulatory landscape on innovation
  • Data, AI and the automation of processes
  • Anti Money Laundering, Know Your Customer, the second Markets in Financial Instruments Directive (MiFID II), Basel III, and the Second Payment Services Directive (PSD2): technology as an effective method to manage a shifting landscape
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Letitia Seglah

FinTech Consultant - Compliance, Regulatory and Risk
Startup Manufactory

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Amina Ahmad

Regtech
Boring Money

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Matt Perks

Head of Transformation, Open Banking
Nationwide

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Ash Bhatia

Client Partner
Motive Partners

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Ed Johnson-Williams

Policy and Research Officer
Open Rights Group

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Peter Smith

Director at Seneca Investment Managers & Independent Industry Consultant & Principal
FinTechReguLab

3:20 pm - 3:40 pm Open Banking - PSD2 Only Scratched the Surface

Nigel Verdon - Co-Founder & CEO, Railsbank
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Nigel Verdon

Co-Founder & CEO
Railsbank

3:40 pm - 4:00 pm Compliance - Moving from Box Ticking to the Digital Realm

Jo Jenkins - Chief Compliance Officer, Railsbank
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Jo Jenkins

Chief Compliance Officer
Railsbank

4:00 pm - 4:20 pm Why Are Digital Tools So Pivotal in Compliance?

Søren Stenderup - Founder, Digital AML
·         Digital platforms as a transformational conduit for regulation and compliance
·         Making the testing process more efficient: digital tools as a catalyst for robust compliance
·         How technology can better address regulatory requirements
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Søren Stenderup

Founder
Digital AML

Regulation and Anonymity: DLT, Blockchain and Cryptocurrency

·         Removing Existing Barriers to Cryptocurrency Investment: Using Smart Contracts to Support KYC
·         Overcoming hurdles to KYC and blockchain: making the anonymous traceable
·         Why know your customer is the most significant component of DLT and cryptocurrency
·         The legalistic procedures developing out of initial coin offerings
·         How leading financial players are solving key regulatory challenges with blockchain
·         Developing a shared source of truth for all actors on the network
·         The ingrained benefits of a shared executional and transactional platform 
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Kingsley Udofa

Academic and Specialist
University of Sheffield

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Dr Desné Masie

Senior Associate Financial Services
Global Counsel

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Alexandra Cheung

Senior Strategist
Cruxy

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Sarah Francis

Payments and AML, Fraud Prevention Consultant
Polymath Consulting

5:00 pm - 5:20 pm ICOs and Crypto Assets: What are the implications?

Dr. Daniel Gozman - Senior Lecturer, The University of Sydney Business School
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Dr. Daniel Gozman

Senior Lecturer
The University of Sydney Business School

6:00 pm - 6:00 pm Close