BAT Software is a UK leading RegTech provider helping financial advice firms, wealth managers and mortgage networks modernise compliance through a single, centralised platform. Built specifically for the regulated advice sector, the platform enables firms to improve governance, streamline compliance processes and gain greater visibility across their business, with our AI File checking system reducing a typical 3-4 hour case review to under 45 minutes.
BAT provides firms with a single source of truth for managing compliance. The platform replaces fragmented spreadsheets and disconnected systems with integrated modules covering Training & Competence (T&C), Competent Adviser Status (CAS), SM&CR, CPD Management, Complaints, Breach Registers, and a unique AI powered File Checking tool
Real-time dashboards provide valuable management information on adviser performance, file review outcomes, Consumer Duty monitoring and operational trends, enabling firms to demonstrate effective oversight and make informed decisions.
BAT Software supports firms of all sizes and integrates with existing adviser workflows. By combining centralised compliance management with AI-assisted technology, BAT helps firms improve operational efficiency, strengthen governance, enhance data quality and build confidence in delivering consistently high standards of advice.
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